RevCom
Traditional compliance outsourcing services are expensive and time-consuming.
RevCom is a groundbreaking compliance solution that allows advisory firms to stay compliant in a time and cost-efficient manner. Simplicity is the ultimate sophistication!
A core component of RevCom is the separation of required annual services from the use of Subject Matter Expertise.
Conventional compliance outsourcing services blend these two things together into a maze of expensive confusion. We simplified the process significantly by charging a very reasonable fee for required annual compliance actions and a "pay as needed" approach to Subject Matter Expertise. This provides an extremely transparent approach to compliance support and the most cost-efficient offering available.
RevCom Features
$1,500 annual fee for the Basics/Fundamentals
RevCom services are coordinated with the firm’s Chief Compliance Officer or the person at the firm that is ultimately responsible for making sure compliance matters are handled.
Annual ADV Update
(Simplified interview process resulting in a much better experience for RIAs)
Annual FINRA Entitlement
Annual fee payments
(State Fees, etc.)
Only pay for what you need. Subject Matter Expertise is utilized on an as-needed basis.
$150 per hour for as many hours as needed, no minimum hours, etc. Only pay for what you need from year to year.
Utilize the Advisor Resource Center for template documents, educational recordings, etc.